SEC Form 4 · accession 0001209191-18-051150
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John G Danhakl
Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Sep 12, 2018 | J | 29,311 | $0.00 | D | 413,233 | I | See footnote |
| Common StockF5,F6,F7,F2 | Sep 13, 2018 | S | 13,634 | $125.47 | D | 399,599 | I | See footnote |
| Common StockF8,F9,F10,F2 | Sep 13, 2018 | S | 245,783 | $126.25 | D | 153,816 | I | See footnote |
| Common StockF11,F12,F13,F2 | Sep 13, 2018 | S | 153,816 | $126.92 | D | 0 | I | See footnote |
| Common Stock | holding | — | — | — | 134,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F1093,470 Shares are owned by GEI V, 58,977 Shares are owned by GEI Side V, and 1,369 Shares are owned by LGP Ice.
- F1193,470 Shares were sold by GEI V, 58,977 Shares were sold by GEI Side V, and 1,369 Shares were sold by LGP Ice.
- F12This transaction was executed in multiple trades at prices ranging from $126.66 to $127.29. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F130 Shares are owned by GEI V, 0 Shares are owned by GEI Side V, and 0 Shares are owned by LGP Ice.
- F2Mr. John Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice"). Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3GEI V issued instructions to its custodian requesting the immediate distribution of 29,311 of the Shares reported as distributed on this row, respectively, to certain limited partners of GEI V, pro rata in accordance with such limited partners' respective partnership interests in GEI V (the "Distribution").
- F4Following the Distribution, 251,110 Shares are owned by GEI V, 158,445 Shares are owned by GEI Side V, and 3,678 Shares are owned by LGP Ice.
- F58,285 Shares were sold by GEI V, 5,228 Shares were sold by GEI Side V, and 121 Shares were sold be LGP Ice.
- F6This transaction was executed in multiple trades at prices ranging from $124.66 to $125.65. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F7242,825 Shares are owned by GEI V, 153,217 Shares are owned by GEI Side V, and 3,557 Shares are owned by LGP Ice.
- F8149,355 Shares were sold by GEI V, 94,240 Shares were sold by GEI Side V, and 2,188 Shares were sold by LGP Ice.
- F9This transaction was executed in multiple trades at prices ranging from $125.66 to $126.65. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.