SEC Form 4 · accession 0001209191-18-050742
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Danhakl
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 9:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Sep 10, 2018 | J | 2,341,253 | $0.00 | D | 813,014 | I | See footnote |
| Common StockF1,F5 | Sep 10, 2018 | J | 134,440 | $0.00 | A | 134,440 | D | |
| Common StockF6,F7,F8,F2 | Sep 11, 2018 | S | 33,241 | $124.37 | D | 779,773 | I | See footnote |
| Common StockF9,F10,F11,F2 | Sep 11, 2018 | S | 120,035 | $124.96 | D | 659,738 | I | See footnote |
| Common StockF12,F13,F14,F2 | Sep 11, 2018 | S | 300 | $125.72 | D | 659,438 | I | See footnote |
| Common StockF15,F16,F2 | Sep 11, 2018 | S | 900 | $126.89 | D | 658,538 | I | See footnote |
| Common StockF17,F18,F19,F2 | Sep 12, 2018 | S | 11,319 | $122.92 | D | 647,219 | I | See footnote |
| Common StockF20,F21,F22,F2 | Sep 12, 2018 | S | 22,388 | $123.93 | D | 624,831 | I | See footnote |
| Common StockF23,F24,F25,F2 | Sep 12, 2018 | S | 182,287 | $125.04 | D | 442,544 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F10This transaction was executed in multiple trades at prices ranging from $124.6 to $125.55. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F11412,403 Shares are owned by GEI V, 241,723 Shares are owned by GEI Side V, and 5,612 Shares are owned by LGP Ice.
- F12182 Shares were sold by GEI V, 115 Shares were sold by GEI Side V, and 3 Shares were sold by LGP Ice.
- F13This transaction was executed in multiple trades at prices ranging from $125.7 to $125.75. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F14412,221 Shares are owned by GEI V, 241,608 Shares are owned by GEI Side V, and 5,609 Shares are owned by LGP Ice.
- F15547 Shares were sold by GEI V, 345 Shares were sold by GEI Side V, and 8 Shares were sold by LGP Ice.
- F16411,674 Shares are owned by GEI V, 241,263 Shares are owned by GEI Side V, and 5,601 Shares are owned by LGP Ice.
- F176,878 Shares were sold by GEI V, 4,340 Shares were sold by GEI Side V, and 101 Shares were sold by LGP Ice.
- F18This transaction was executed in multiple trades at prices ranging from $122.43 to $123.42. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F19404,796 Shares are owned by GEI V, 236,923 Shares are owned by GEI Side V, and 5,500 Shares are owned by LGP Ice.
- F2Mr. John Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Iceberg Coinvest, LLC ("LGP Ice"). Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2013,605 Shares were sold by GEI V, 8,584 Shares were sold by GEI Side V, and 199 Shares were sold by LGP Ice.
- F21This transaction was executed in multiple trades at prices ranging from $123.47 to $124.46. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F22391,191 Shares are owned by GEI V, 228,339 Shares are owned by GEI Side V, and 5,301 Shares are owned by LGP Ice.
- F23110,770 Shares were sold by GEI V, 69,894 Shares were sold by GEI Side V, and 1,623 Shares were sold by LGP Ice.
- F24This transaction was executed in multiple trades at prices ranging from $124.47 to $125.33. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F25280,421 Shares are owned by GEI V, 158,445 Shares are owned by GEI Side V, and 3,678 Shares are owned by LGP Ice.
- F3GEI V, GEI Side V, and LGP Ice issued instructions to their custodian requesting the immediate distribution of 1,901,987, 421,708, and 17,558 of the Shares reported as distributed on this row, respectively, to certain limited partners of GEI V, GEI Side V, and LGP Ice, pro rata in accordance with such limited partners' respective partnership interests in GEI V, GEI Side V, and LGP Ice (the "Distribution").
- F4Following the Distribution, 505,545 Shares are owned by GEI V, 300,493 Shares are owned by GEI Side V, and 6,976 Shares are owned by LGP Ice.
- F5Mr. Danhakl received an aggregate of 134,440 Shares in the Distribution.
- F620,200 Shares were sold by GEI V, 12,745 Shares were sold by GEI Side V, and 296 Shares were sold by LGP Ice.
- F7This transaction was executed in multiple trades at prices ranging from $123.6 to $124.59. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F8485,345 Shares are owned by GEI V, 287,748 Shares are owned by GEI Side V, and 6,680 Shares are owned by LGP Ice.
- F972,942 Shares were sold by GEI V, 46,025 Shares were sold by GEI Side V, and 1,068 Shares were sold by LGP Ice.