SEC Form 4 · accession 0001209191-18-050199
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John G Danhakl
Director
Period of report
Sep 7, 2018
Accepted (ET)
Sep 10, 2018 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Sep 7, 2018 | S | 221,900 | $126.63 | D | 3,154,267 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1170,695 shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") were sold by Green Equity Investors V, L.P. ("GEI V") and 51,205 Shares were sold by Green Equity Investors Side V, L.P. ("GEI Side V").
- F2This transaction was executed in multiple trades at prices ranging from $126.31 to $127.01. The price reported reflects the weighted average sale price. Mr. Danhakl hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares and prices at which the trades were effected.
- F32,407,532 Shares are owned by GEI V, 722,201 Shares are owned by GEI Side V, and 24,534 Shares are owned by LGP Iceberg Coinvest, LLC ("LGP Ice"). The Shares reported on this row are subject to a lock-up agreement and cannot be sold without underwriter consent until 45 days after the date of the prospectus relating to the transactions reported hereon.
- F4Mr. Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and LGP Ice. Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.