SEC Form 4 · accession 0001209191-16-145007
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald A Rittenmeyer
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2016 | A | 54,849 | — | A | 54,849 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $26.05 | Oct 3, 2016 | A | 7,680 | A | Apr 21, 2012 | Jul 20, 2020 | Common Stock | 7,680 | 7,680 | D |
| Stock Option (Right to Buy)F4 | $15.11 | Oct 3, 2016 | A | 3,840 | A | Apr 21, 2013 | Jul 20, 2020 | Common Stock | 3,840 | 3,840 | D |
| Stock Option (Right to Buy)F5 | $8.34 | Oct 3, 2016 | A | 7,680 | A | Apr 21, 2015 | Jul 20, 2020 | Common Stock | 7,680 | 7,680 | D |
Explanation of responses
- F1On May 3, 2016, Quintiles Transnational Holdings Inc. ("Quintiles") and IMS Health Holdings, Inc. ("IMS Health") entered into an Agreement and Plan of Merger pursuant to which, on October 3, 2016, IMS Health merged with and into Quintiles (the "Merger"), the separate existence of IMS Health ceased and Quintiles continued as the surviving corporation, operating under the name Quintiles IMS Holdings, Inc. ("Quintiles IMS Holdings"). The exchange ratio in the Merger was 0.3840 shares of Quintiles common stock for each share of IMS Health common stock. On the effective date of the Merger, the market value of Quintiles' common stock was $81.06 per share, and the market value of IMS Health's common stock was $31.34 per share.
- F2Received in exchange for 142,840 shares of IMS Health common stock and restricted stock units in connection with the Merger.
- F3Received in the Merger in exchange for a stock option to acquire 20,000 shares of IMS Health common stock for $10.00 per share.
- F4Received in the Merger in exchange for a stock option to acquire 10,000 shares of IMS Health common stock for $5.80 per share.
- F5Received in the Merger in exchange for a stock option to acquire 20,000 shares of IMS Health common stock for $3.20 per share.