SEC Form 4 · accession 0001209191-16-144322
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Pike
Officer — Vice Chair, Pres R&D Solutions · Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2016 | A | 86,356 | $0.00 | A | 124,936 | D | |
| Common StockF3,F4 | Oct 3, 2016 | A | 18,000 | $0.00 | A | 142,936 | D | |
| Common StockF5,F6 | Oct 3, 2016 | A | 42,524 | $0.00 | A | 185,460 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to the reporting person of restricted stock under the Quintiles IMS Holdings, Inc. 2013 Stock Incentive Plan (f/k/a the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan) (the "Plan"). The restricted stock will vest in three equal installments on June 30, 2017, September 30, 2017 and December 31, 2017.
- F2This amount includes 86,356 shares of restricted stock granted on September 30, 2016.
- F3Issuance to the reporting person of restricted stock units ("RSUs") under the Plan upon the conversion, at the effective time of the merger between Quintiles Transnational Holdings Inc. and IMS Health Holdings, Inc. (the "Merger"), of performance units ("PUs") originally issued to the reporting person on March 4, 2015. The PUs converted into RSUs at 187% of target, and the resulting RSUs will vest in full on December 31, 2017, the end of the original performance period of the PUs that were converted.
- F4This amount includes 86,356 shares of restricted stock granted on September 30, 2016 and 18,000 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015.
- F5Issuance to the reporting person of RSUs under the Plan upon the conversion, at the effective time of the Merger, of PUs originally issued to the reporting person on March 3, 2016. The PUs converted into RSUs at 100% of target, and the resulting RSUs will vest in full on December 31, 2018, the end of the original performance period of the PUs that were converted.
- F6This amount includes 86,356 shares of restricted stock granted on September 30, 2016, 18,000 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015 and 42,524 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 3, 2016.