SEC Form 4 · accession 0001209191-16-144297
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III James H Erlinger
Officer — Exec VP and GC
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2016 | A | 5,759 | $0.00 | A | 11,839 | D | |
| Common StockF3,F4 | Oct 3, 2016 | A | 6,185 | $0.00 | A | 18,024 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Issuance to the reporting person of restricted stock units ("RSUs") under the Quintiles IMS Holdings, Inc. 2013 Stock Incentive Plan (f/k/a the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan) (the "Plan") upon the conversion, at the effective time of the merger between Quintiles Transnational Holdings Inc. and IMS Health Holdings, Inc. (the "Merger"), of performance units ("PUs") originally issued to the reporting person on March 4, 2015. The PUs converted into RSUs at 187% of target, and the resulting RSUs will vest in full on December 31, 2017, the end of the original performance period of the PUs that were converted.
- F2This amount includes 3,480 RSUs granted on November 24, 2013, 2,600 RSUs granted on May 12, 2014 and 5,759 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015.
- F3Issuance to the reporting person of RSUs under the Plan upon the conversion, at the effective time of the Merger, of PUs originally issued to the reporting person on March 3, 2016. The PUs converted into RSUs at 100% of target, and the resulting RSUs will vest in full on December 31, 2018, the end of the original performance period of the PUs that were converted.
- F4This amount includes 3,480 RSUs granted on November 24, 2013, 2,600 RSUs granted on May 12, 2014, 5,759 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 4, 2015 and 6,185 RSUs converted on October 3, 2016 from PUs originally issued to the reporting person on March 3, 2016.