SEC Form 4 · accession 0001209191-16-118154
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard D Schaeffer
Director
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | A | 775 | $0.00 | A | 65,896 | D | |
| Common StockF3 | holding | — | — | — | 100,000 | I | By The Schaeffer Family Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $64.52 | May 5, 2016 | A | 7,000 | A | — | May 5, 2026 | Common Stock | 7,000 | 7,000 | D |
Explanation of responses
- F1Grant to reporting person of restricted stock units ("RSUs") under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan (the "Plan"). The RSUs will vest 100% on April 30, 2017.
- F2This amount includes 594 RSUs granted on May 12, 2014, 771 RSUs granted on May 7, 2015 and 775 RSUs granted on May 5, 2016.
- F3The reporting person is a trustee of The Schaeffer Family Revocable Trust, which trust holds the shares. The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of his pecuniary interest therein.
- F4Option grant to the reporting person under the Plan. The option will vest 100% on April 30, 2017.