SEC Form 4 · accession 0001209191-16-114209
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin K Gordon
Officer — EVP and COO
Period of report
Apr 12, 2016
Accepted (ET)
Apr 14, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 12, 2016 | X | 24,000 | $17.53 | A | 41,899 | D | |
| Common StockF3,F2 | Apr 12, 2016 | S | 23,800 | $69.43 | D | 18,099 | D | |
| Common StockF4,F2 | Apr 12, 2016 | S | 200 | $70.37 | D | 17,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $17.53 | Apr 12, 2016 | X | 24,000 | D | — | Aug 11, 2020 | Common Stock | 24,000 | 48,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2015.
- F2This amount includes 11,599 and 6,300 restricted stock units granted to the reporting person under the Quintiles Transnational Inc. 2013 Stock Incentive Plan on November 24, 2013 and May 12, 2014, respectively.
- F3The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.17 to $70.12, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
- F4The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.34 to $70.39, inclusive.
- F5Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 270,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 30,000 vested on August 11, 2011 and 60,000 vested on each of August 11, 2012, 2013, 2014 and 2015.