SEC Form 4 · accession 0001209191-16-109762

IQVIA HOLDINGS INC. · IQV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP and COO

Period of report

Mar 17, 2016

Accepted (ET)

Mar 21, 2016 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001478242

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Mar 17, 2016	X	2,051	$17.53	A	19,950	D
Common Stock^F2	Mar 17, 2016	S	2,051	$65.00	D	17,899	D
Common Stock^F2	Mar 18, 2016	X	18,310	$17.53	A	36,209	D
Common Stock^F3,F2	Mar 18, 2016	S	18,310	$65.01	D	17,899	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F4	$17.53	Mar 17, 2016	X	2,051	D	—	Aug 11, 2020	Common Stock	2,051	93,949	D
Employee Stock Option (Right to Buy)^F4	$17.53	Mar 18, 2016	X	18,310	D	—	Aug 11, 2020	Common Stock	18,310	75,639	D

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2015.
F2This amount includes 11,599 and 6,300 restricted stock units granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on November 24, 2013 and May 12, 2014, respectively.
F3The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.05, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
F4Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 270,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 30,000 vested on August 11, 2011; and 60,000 vested on each of August 11, 2012, 2013, 2014 and 2015.