SEC Form 4 · accession 0001209191-16-106557
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Edward Williams
Officer — Sr VP and Controller
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2016 | A | 1,933 | $0.00 | A | 4,004 | D | |
| Common StockF3,F4 | Mar 4, 2016 | F | 93 | $65.44 | D | 3,911 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $64.67 | Mar 3, 2016 | A | 5,900 | A | — | Mar 3, 2026 | Common Stock | 5,900 | 5,900 | D |
Explanation of responses
- F1Grant to the reporting person of restricted stock units ("RSUs") under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan (the "Plan"). The RSUs will vest 25% on each of March 3, 2017, March 3, 2018, March 3, 2019 and March 3, 2020.
- F2This amount includes 1,108 RSUs granted on December 19, 2013, 963 RSUs granted on March 4, 2015 and 1,933 RSUs granted on March 3, 2016.
- F3Reflects shares withheld for taxes upon the vesting of 241 RSUs on March 4, 2016.
- F4This amount includes 1,108 RSUs granted on December 19, 2013, 722 RSUs granted on March 4, 2015 and 1,933 RSUs granted on March 3, 2016.
- F5Option grant to the reporting person under the Plan. The option will vest 25% on each of March 3, 2017, March 3, 2018, March 3, 2019 and March 3, 2020.