SEC Form 4 · accession 0001209191-15-069539
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Edward Williams
Officer — Sr VP and Controller
Period of report
Sep 2, 2015
Accepted (ET)
Sep 3, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2015 | X | 5,000 | $20.37 | A | 7,071 | D | |
| Common StockF1 | Sep 2, 2015 | S | 5,000 | $72.43 | D | 2,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $20.37 | Sep 2, 2015 | X | 5,000 | D | — | Nov 10, 2021 | Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1This amount includes 1,108 restricted stock units ("RSUs") granted under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan (the "Plan") on December 19, 2013 and 963 RSUs granted under the Plan on March 4, 2015.
- F2Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 20,000 shares of Quintiles Transnational Holdings Inc. common stock, of which 4,000 vested on each of November 10, 2012, November 10, 2013 and November 10, 2014, and 4,000 will vest on each of November 10, 2015 and November 10, 2016.