SEC Form 4 · accession 0001209191-15-045366
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Connaughton
Director · 10% Owner
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3,F4 | May 19, 2015 | S | 2,971,840 | $64.85 | D | 12,489,605 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bain Capital Investors, LLC ("BCI") is the general partner of Bain Capital Integral Investors 2008, L.P. ("BCII 2008"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by BCII 2008. On May 19, 2015, BCII 2008 sold 2,963,697 shares of Common Stock. Following such sale, BCII 2008 held 12,457,219 shares of Common Stock.
- F2BCI is also the administrative member of BCIP TCV, LLC ("BCIP TCV"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by BCIP TCV. On May 19, 2015, BCIP TCV sold 7,704 shares of Common Stock. Following such sale, BCIP TCV held 30,640 shares of Common Stock.
- F3BCI is also the managing partner of BCIP Associates - G ("BCIP-G" and together with BCII 2008 and BCIP TCV, the "Bain Entities"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by BCIP-G. On May 19, 2015, BCIP-G sold 439 shares of Common Stock. Following such sale, BCIP-G held 1,746 shares of Common Stock.
- F4The governance, investment strategy and decision-making process with respect to the investments held by the Bain Entities is directed by BCI's Global Private Equity Board ("GPEB"). Mr. John Connaughton is a member of GPEB and a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Connaughton may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by The Bain Entities. Mr. Connaughton disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.