SEC Form 4 · accession 0001181431-15-007120
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mireille Gillings Ph.D.
Director · 10% Owner
Period of report
May 19, 2015
Accepted (ET)
May 19, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2015 | X | 500,000 | $13.06 | A | 13,667,052 | I | By Spouse |
| Common StockF1 | May 19, 2015 | X | 500,000 | $15.88 | A | 14,167,052 | I | By Spouse |
| Common StockF2 | May 19, 2015 | S | 2,503,123 | $64.85 | D | 11,663,929 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF3 | $13.06 | May 19, 2015 | X | 500,000 | D | — | Jun 30, 2018 | Common Stock | 500,000 | 0 | I |
| Common StockF3 | $15.88 | May 19, 2015 | X | 500,000 | D | — | Jun 30, 2018 | Common Stock | 500,000 | 0 | I |
Explanation of responses
- F1On May 19, 2015, the Reporting Person's deemed indirect beneficial ownership of common stock increased through the purchase by her spouse, Dennis B. Gillings, the Executive Chairman and a greater than 10% beneficial owner of Quintiles Transnational Holdings Inc., of 500,000 shares of Quintiles Transnational Holdings Inc. common stock pursuant to the exercise of options granted to him under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan.
- F2On May 19, 2015, the Reporting Person's deemed indirect beneficial ownership of common stock decreased through the sale of 2,463,123 shares of common stock owned by her spouse, Dennis B. Gillings, the Executive Chairman and a greater than 10% beneficial owner of Quintiles Transnational Holdings Inc. and the sale of 40,000 shares of common stock owned by GFEF Limited Partnership, of which her spouse, Dennis B. Gillings, is general partner. Following this sale, the Reporting Person may be deemed to beneficially own the shares that may be beneficially owned by her spouse, which consist of 11,542,230 shares held directly by him and 121,699 shares held by the GFEF Limited Partnership. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
- F3Options granted to the Reporting Person's spouse, Dennis B. Gillings, under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 500,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which vested on June 30, 2008.