SEC Form 4 · accession 0000903423-15-000485
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
David Bonderman
10% Owner · Other
James G Coulter
10% Owner · Other
Tarrant Advisors, Inc
10% Owner · Other
TPG Advisors V, Inc.
10% Owner · Other
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3,F4 | Aug 5, 2015 | S | 1,825,359 | $77.37 | D | 7,130,534 | I | See Explanation of Responses |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1David Bonderman and James G. Coulter are officers and sole shareholders of each of (i) TPG Advisors V, Inc. ("Advisors V") and (ii) Tarrant Advisors, Inc. ("Tarrant Advisors" and, together with Advisors V and Messrs. Bonderman and Coulter, the "Reporting Persons"). Advisors V is the general partner of TPG Quintiles Holdco II, L.P. ("Holdco II"), which directly holds 6,775,964 shares of Common Stock, par value $0.01 per share (each, a "Share"), of Quintiles Transnational Holdings Inc. (the "Issuer"). Tarrant Advisors is the general partner of TPG Quintiles Holdco III, L.P. ("Holdco III" and, together with Holdco II, the "TPG Funds"), which directly holds 354,570 Shares.
- F2Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each Reporting Person and each TPG Fund disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's or TPG Fund's pecuniary interest therein, if any.
- F3The TPG Funds have entered into a Shareholders Agreement, dated as of January 22, 2008 (as supplemented and amended, the "Shareholders Agreement"), with certain other holders (the "Holders") of Shares. Because of the relationship between the TPG Funds and the Holders as a result of the Shareholders Agreement, the Reporting Persons may be deemed, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to beneficially own the Shares held in the aggregate by the Holders. Each Reporting Person and each TPG Fund disclaims beneficial ownership of the Shares held by the Holders.
- F4Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Remarks
(5) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. (6) Clive Bode is signing on behalf of Messrs. Bonderman and Coulter pursuant to the authorization and designation letters dated June 19, 2015, which were previously filed with the Securities and Exchange Commission.