SEC Form 4 · accession 0000899243-19-006736
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Connaughton
Director
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2019 | J | 86,836 | $0.00 | D | 2,884,218 | I | See footnotes |
| Common Stock | Mar 5, 2019 | G | 7,080 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock held directly by Bain Capital Integral Investors 2008, L.P. ("Integral 2008"), BCIP TCV, LLC ("BCIP TCV") and BCIP Associates-G ("BCIP-G" and, collectively, the "Bain Capital Entities").
- F2Bain Capital Investors, LLC ("BCI") is the ultimate general partner of Integral 2008 and governs the investment strategy and decision-making process with respect to investments held by each of BCIP TCV and BCIP-G. John Connaughton is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Connaughton may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by the Bain Capital Entities. Mr. Connaughton disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3On March 5, 2019, certain of the Bain Capital Entities distributed 86,836 shares of Common Stock to one or more members or partners of the Bain Capital Entities, including 7,080 shares of Common Stock to Mr. Connaughton, in connection with certain charitable gifts made by such members or partners or their direct or indirect owners on March 5, 2019.
- F4Mr. Connaughton made a charitable gift of all 7,080 shares of Common Stock that he received in connection with the distribution described in footnote 3 above.