SEC Form 4 · accession 0000899243-15-002621
IQVIA HOLDINGS INC. · IQV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher R Gordon
Director · 10% Owner
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3,F4 | Aug 5, 2015 | S | 2,396,792 | $77.37 | D | 9,944,017 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bain Capital Investors, LLC ("BCI") is the general partner of Bain Capital Integral Investors 2008, L.P. ("BCII 2008"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by BCII 2008. On August 5, 2015, BCII 2008 sold 2,390,191 shares of Common Stock. Following such sale, BCII 2008 held 9,918,232 shares of Common Stock.
- F2BCI is also the administrative member of BCIP TCV, LLC ("BCIP TCV"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by BCIP TCV. On August 5, 2015, BCIP TCV sold 6,245 shares of Common Stock. Following such sale, BCIP TCV held 24,395 shares of Common Stock.
- F3BCI is also the managing partner of BCIP Associates - G ("BCIP-G" and together with BCII 2008 and BCIP TCV, the "Bain Entities"). By virtue of this relationship, BCI may be deemed to share voting and dispositive power with respect to all of the shares of Common Stock held by BCIP-G. On August 5, 2015, BCIP-G sold 356 shares of Common Stock. Following such sale, BCIP-G held 1,390 shares of Common Stock.
- F4Mr. Christopher Gordon is a Managing Director of BCI. By virtue of the relationships described in these footnotes, Mr. Gordon may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by Bain Entities. Mr. Gordon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.