SEC Form 4 · accession 0000914851-17-000249
Western Asset Mortgage Opportunity Fund Inc. · DMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Cronin
Director
Period of report
Jun 16, 2017
Accepted (ET)
Jun 16, 2017 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 16, 2017 | S | 1,000 | $26.1243 | D | 3,795 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $26.1238 to $26.1300 inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2Includes shares acquired through the Fund's Dividend Reinvestment Plan.