SEC Form 4 · accession 0000899243-16-027863
Western Asset Mortgage Opportunity Fund Inc. · DMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel P Cronin
Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2016 | S | 2,000 | $24.19 | D | 4,795 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.19 to $24.20, inclusive. Mr. Cronin undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2Includes shares purchased pursuant to the Fund's Dividend Reinvestment Plan.