SEC Form 4 · accession 0001209191-16-134126
CONTRAFECT Corp · CFRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven C Gilman
Officer — CEO · Director
Period of report
Jul 27, 2016
Accepted (ET)
Jul 27, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Jul 27, 2016 | P | 20,000 | $2.48 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (Right to Buy) | $3.00 | Jul 27, 2016 | P | 20,000 | A | Jul 27, 2016 | Jul 27, 2021 | Common Stock, par value $0.0001 per share | 20,000 | 20,000 | D |