SEC Form 5 · accession 0001209191-16-098052
CONTRAFECT Corp · CFRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Dong
Officer — VP Controller
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478069
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Warrants (Right to Buy) | $4.00 | Sep 18, 2015 | S | 3,333 | D | Aug 1, 2014 | Oct 31, 2015 | Common Stock, par value $0.0001 per share | 1,666 | 0 | D |