SEC Form 4 · accession 0001011034-15-000098
CONTRAFECT Corp · CFRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ERNEST W MOODY REVOCABLE TRUST
10% Owner
Period of report
Oct 15, 2015
Accepted (ET)
Oct 22, 2015 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 1,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B warrants | $4.00 | Oct 15, 2015 | S | 4,333 | A | Sep 9, 2015 | Oct 31, 2015 | Common stock | 306,049 | 301,716 | D |
| Class B warrants | $4.00 | Oct 15, 2015 | S | 16,400 | A | Sep 9, 2015 | Oct 31, 2015 | Common stock | 301,716 | 285,316 | D |
| Class B warrants | $4.00 | Oct 15, 2015 | P | 15,667 | A | Sep 9, 2015 | Oct 31, 2015 | Common stock | 285,316 | 269,649 | D |