SEC Form 4 · accession 0001011034-15-000096
CONTRAFECT Corp · CFRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ERNEST W MOODY REVOCABLE TRUST
10% Owner
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478069
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 1,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B warrants | $4.00 | Sep 23, 2015 | S | 1,989 | A | Sep 9, 2015 | Oct 31, 2015 | Common stock | 362,223 | 360,234 | D |
| Class B warrants | $4.00 | Sep 23, 2015 | S | 8,285 | A | Sep 9, 2015 | Oct 31, 2015 | Common stock | 360,234 | 351,949 | D |
| Class B warrants | $4.00 | Sep 23, 2015 | S | 10,000 | A | Sep 9, 2015 | Oct 31, 2015 | common stock | 351,949 | 341,949 | D |