SEC Form 4 · accession 0001477294-15-000135
Sensata Technologies Holding plc · ST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Carter
Officer — SVP, Sensing Solutions
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477294
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, par value EUR 0.01 per shareF1 | Nov 17, 2015 | M | 12,250 | $33.48 | A | 37,992 | D | |
| Ordinary Shares, par value EUR 0.01 per shareF1 | Nov 17, 2015 | M | 14,025 | $32.03 | A | 52,017 | D | |
| Ordinary Shares, par value EUR 0.01 per shareF1 | Nov 17, 2015 | M | 25,900 | $18.88 | A | 77,917 | D | |
| Ordinary Shares, par value EUR 0.01 per shareF1 | Nov 17, 2015 | M | 9,912 | $43.16 | A | 87,829 | D | |
| Ordinary Shares, par value EUR 0.01 per shareF1 | Nov 17, 2015 | M | 16,251 | $35.01 | A | 104,080 | D | |
| Ordinary Shares, par value EUR 0.01 per shareF2,F1 | Nov 17, 2015 | S | 66,000 | $43.87 | D | 38,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options to BuyF4,F3 | $33.48 | Nov 17, 2015 | M | 12,250 | D | — | Apr 1, 2022 | Ordinary Shares, par value EUR 0.01 per share | 12,250 | 12,250 | D |
| Stock options to BuyF4,F3 | $32.03 | Nov 17, 2015 | M | 14,025 | D | — | Apr 5, 2023 | Ordinary Shares, par value EUR 0.01 per share | 14,025 | 28,050 | D |
| Stock options to BuyF3 | $18.88 | Nov 17, 2015 | M | 25,900 | D | — | Sep 21, 2020 | Ordinary Shares, par value EUR 0.01 per share | 25,900 | 0 | D |
| Stock options to BuyF4,F3 | $43.16 | Nov 17, 2015 | M | 9,912 | D | — | Apr 1, 2024 | Ordinary Shares, par value EUR 0.01 per share | 9,912 | 29,739 | D |
| Stock options to BuyF3 | $35.01 | Nov 17, 2015 | M | 16,251 | D | — | Apr 1, 2021 | Ordinary Shares, par value EUR 0.01 per share | 16,251 | 0 | D |
Explanation of responses
- F1Includes 25,742 unvested restricted securities, of which 23,371 securities are subject to performance conditions.
- F2Represents the weighted average execution price. The shares were sold in multiple transactions at prices ranging from $43.76 to $44.07, inclusive.
- F3These options are currently exercisable.
- F4None of these options are currently exercisable.