SEC Form 4 · accession 0001249155-17-000030
S&W Seed Co · SANW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen D Bornt
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2017 | S | 5,900 | $5.00 | D | 174,100 | D | |
| Common Stock | Apr 3, 2017 | S | 3,612 | $5.00 | D | 170,488 | D | |
| Common Stock | Apr 4, 2017 | S | 2,762 | $5.00 | D | 167,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales were made pursuant to a Rule 10b5-1 trading plan established by the reporting person.