SEC Form 4 · accession 0001249155-16-000091
S&W Seed Co · SANW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander C Matina
Director
Period of report
Jul 15, 2015
Accepted (ET)
Dec 16, 2016 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477246
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.76 | Jul 15, 2015 | A | 3,500 | A | Oct 1, 2015 | Oct 15, 2025 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1The options vested and became exercisable in two quarterly installments of 1,750 shares on October 1, 2015 and January 1, 2016.