SEC Form 4 · accession 0001249155-16-000085
S&W Seed Co · SANW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Charles Jury
Officer — EVP Operations and COO
Period of report
Nov 17, 2016
Accepted (ET)
Nov 18, 2016 · 9:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | S | 1,000 | $4.75 | D | 286 | D | |
| Common StockF1 | holding | — | — | — | 233,338 | I | By Retirement Fund |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by the Jury Bain Superannuation Fund, a self-directed retirement fund of which the reporting person is a beneficiary.