SEC Form 4 · accession 0001249155-15-000038
S&W Seed Co · SANW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Seidler
Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477246
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $4.25 | Dec 11, 2015 | A | 10,000 | A | Jan 1, 2016 | Dec 11, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The options vest and become exercisable in four quarterly installments of 2,500 shares, commencing on January 1, 2016 and continuing thereafter on the each succeeding fiscal quarter (April 1, July 1 and October 1) through and including October 1, 2016 (each, a "vesting date"), assuming continued service with the Issuer on each such vesting date.