SEC Form 4/A · accession 0001477200-17-000021
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Emmett Randolph Wootton III
Officer — Chief Executive Officer · Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 13, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.31 | Feb 7, 2017 | A | 230,000 | A | — | Feb 7, 2027 | Common Stock | 230,000 | 230,000 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vest and become exercisable on February 1, 2018 and one forty-eighth of the shares vest and become exercisable monthly thereafter, subject to Reporting Person's continued service to Issuer as of each such date.
Remarks
Form amended to correct the vesting schedule footnote for the stock option granted on February 7, 2017.