SEC Form 4 · accession 0001477200-17-000015
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Pittenger
Officer — SVP, Engineering
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.31 | Feb 7, 2017 | A | 62,500 | A | — | Feb 7, 2027 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1One-half of the shares subject to the option vest and become exercisable on February 1, 2018 and one-half of the shares vest and become exercisable on February 1, 2019.