SEC Form 4 · accession 0001477200-16-000293
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
JoAnn Covington
Officer — SVP, General Counsel, CPO
Period of report
Feb 6, 2015
Accepted (ET)
Dec 22, 2016 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | F | 384 | $13.90 | D | 19,014 | D | |
| Common StockF1 | Aug 6, 2015 | F | 165 | $7.71 | D | 18,849 | D | |
| Common StockF1 | Feb 6, 2016 | F | 192 | $2.96 | D | 18,657 | D | |
| Common StockF1 | Mar 25, 2016 | F | 1,642 | $3.12 | D | 17,015 | D | |
| Common StockF1 | Aug 6, 2016 | F | 161 | $2.36 | D | 16,854 | D | |
| Common StockF1 | Sep 25, 2016 | F | 688 | $2.83 | D | 16,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy withholding taxes in connection with the vesting of previously awarded restricted stock units. No shares were sold.