SEC Form 4 · accession 0001477200-16-000291
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Manu Thapar
Officer — SVP, Research & Development
Period of report
Dec 10, 2015
Accepted (ET)
Dec 22, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2015 | F | 2,843 | $3.22 | D | 63,157 | D | |
| Common StockF1 | Mar 25, 2016 | F | 3,313 | $3.12 | D | 59,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy withholding taxes in connection with the vesting of previously awarded restricted stock units. No shares were sold.