SEC Form 4 · accession 0001477200-16-000289
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Trigg
Officer — SVP & Managing Director, EMEA
Period of report
Feb 6, 2015
Accepted (ET)
Dec 22, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2015 | F | 529 | $13.90 | D | 38,971 | D | |
| Common StockF1 | Aug 6, 2015 | F | 265 | $7.71 | D | 38,706 | D | |
| Common StockF1 | Feb 6, 2016 | F | 265 | $2.96 | D | 38,441 | D | |
| Common StockF1 | Mar 25, 2016 | F | 4,113 | $3.12 | D | 34,328 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by the Issuer to satisfy withholding taxes in connection with the vesting of previously awarded restricted stock units. No shares were sold.
- F2This number includes 4,500 additional shares beneficially owned as correctly reported and included in column 5 on Table 1 on the Form 4 filed on 2/10/2014, but inadvertently omitted from column 5 on Table 1 on the Form 4 filed on 12/1/2014, but as correctly reported and included in column 5 on Table 1 on the Form 4 filed on 3/27/2015.