SEC Form 4 · accession 0001477200-16-000257
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Pittenger
Officer — SVP, Engineering
Period of report
Sep 19, 2016
Accepted (ET)
Sep 20, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.70 | Sep 19, 2016 | A | 325,000 | A | — | Sep 19, 2026 | Common Stock | 325,000 | 325,000 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vest and become exercisable on August 29, 2017 and one forty-eighth of the shares vest and become exercisable monthly thereafter.