SEC Form 4 · accession 0001477200-16-000166
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emmett Randolph Wootton III
Officer — Chief Executive Officer · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.49 | Mar 10, 2016 | A | 234,563 | A | — | Mar 10, 2026 | Common Stock | 234,563 | 234,563 | D |
Explanation of responses
- F1One-fourth of the shares subject to the option vest and become exercisable on March 10, 2017 and one forty-eighth of the shares vest and become exercisable monthly thereafter.