SEC Form 4 · accession 0001477200-16-000155
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A. Frankel
Officer — Executive Vice President · Director
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $3.65 | Mar 9, 2016 | A | 50,000 | A | — | Mar 9, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Fifty percent (50%) of the shares subject to the option vest and become exercisable on March 9, 2017 and fifty percent (50%) of the shares subject to the option vest and become exercisable on March 9, 2018.