SEC Form 4 · accession 0001477200-16-000144
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Jasper Lewis
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.12 | Jan 19, 2016 | A | 18,778 | A | — | Jan 19, 2026 | Common Stock | 18,778 | 18,778 | D |
Explanation of responses
- F1One-third of the shares subject to the option vest and become exercisable on each annual anniversary of the vesting commencement date of January 19, 2016, provided that the reporting person has remained in continuous service as a Board member through the applicable vesting date.