SEC Form 4 · accession 0001477200-15-000121
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monte Zweben
Officer — Executive Chairman · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $5.11 | Nov 3, 2015 | A | 87,000 | A | — | Nov 3, 2025 | Common Stock | 87,000 | 87,000 | D |
Explanation of responses
- F1One-hundred percent (100%) of the shares suject to the option vest on the date of grant.