SEC Form 4 · accession 0001477200-15-000043
Rocket Fuel Inc. · FUEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Sankaran
Officer — Chief Financial Officer
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477200
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2015 | A | 35,000 | $0.00 | A | 77,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.68 | Mar 25, 2015 | A | 25,000 | A | — | Mar 25, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth of the shares subject to the RSU vest on March 25, 2016 and one eighth of the shares vest every six months thereafter.
- F2One-fourth of the shares subject to the option vest and become exercisable on March 25, 2016 and one forty-eighth of the shares vest and become exercisable monthly thereafter.