SEC Form 3 · accession 0001493152-16-008821
Star Mountain Resources, Inc. · SMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Rich
Officer — CFO & VP of Finance
Period of report
Nov 20, 2015
Accepted (ET)
Apr 12, 2016 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 0 | I | See Note 1. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares beneficially owned by Mr. Rich excludes 10,000,000 shares owned by Aviano Financial Group, LLC ("Aviano") in which Mr. Rich owns a non-controlling interest. Mr. Rich disclaims beneficial ownership of the Issuer's common stock owned by Aviano and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes except to the extent of his pecuniary interest in Aviano.