SEC Form 4 · accession 0001493152-15-005745
Star Mountain Resources, Inc. · SMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hamilton Marchal
Officer — CEO · Director · 10% Owner
Period of report
Nov 10, 2015
Accepted (ET)
Nov 20, 2015 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2015 | P$0 | 137,500 | — | A | 6,846,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase WarrantsF1 | $2.00 | Nov 10, 2015 | P | 137,500 | A | Nov 10, 2015 | Nov 10, 2018 | Common | 68,750 | 68,750 | D |
| Convertible NoteF1,F2 | $1.00 | Nov 20, 2015 | P | 137,500 | A | Nov 10, 2015 | — | Common | 137,500 | 137,500 | D |
Explanation of responses
- F1Reporting person acquired all of the common stock, stock purchase warrants and convertible note reported herein for an aggregate of $275,000.
- F2None