SEC Form 4 · accession 0001493152-15-004680
Star Mountain Resources, Inc. · SMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SUMMIT CAPITAL USA, INC.
10% Owner
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477168
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $0.00 | Sep 30, 2015 | A | 5,000 | A | Mar 30, 2016 | — | Common Stock | 500,000 | 5,000 | D |
Explanation of responses
- F1Each share of Series B preferred stock is convertible at the option of the holder into that number of shares of common stock determined by multiplying the number of shares of Series B preferred stock by 100.
- F2The Series B preferred stock has no expiration date.