SEC Form 4/A · accession 0001493152-15-003035
Star Mountain Resources, Inc. · SMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
SUMMIT CAPITAL USA, INC.
10% Owner
Period of report
Oct 9, 2014
Accepted (ET)
Jul 17, 2015 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2014 | S | 10,000 | $0.80 | D | 1,843,443 | D | |
| Common Stock | Oct 20, 2014 | S | 11,667 | $0.60 | D | 1,831,776 | D | |
| Common Stock | Oct 22, 2014 | S | 15,000 | $0.76 | D | 1,816,776 | D | |
| Common Stock | Oct 29, 2014 | S | 15,000 | $0.70 | D | 1,801,776 | D | |
| Common Stock | Nov 11, 2014 | S | 22,000 | $0.802 | D | 1,779,776 | D | |
| Common Stock | Nov 14, 2014 | S | 10,000 | $0.95 | D | 1,769,776 | D | |
| Common Stock | Nov 20, 2014 | S | 12,000 | $0.90 | D | 1,757,776 | D | |
| Common StockF2,F3 | Nov 25, 2014 | J | 1,250,000 | $0.88 | A | 3,007,776 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amended to correct the transaction code in column 3 related to securities acquired on November 25, 2014.
- F2These shares were acquired in good faith in connection with a debt previously contracted.
- F3The shares were valued at $0.88 per share.