SEC Form 4 · accession 0001387131-18-007074
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett M Wendt
Officer — EVP - General Counsel
Period of report
Dec 23, 2018
Accepted (ET)
Dec 27, 2018 · 8:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $1.71 | Dec 23, 2018 | A | 12,500 | A | Dec 23, 2019 | Dec 23, 2023 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1The option vest over a one year period.