SEC Form 4 · accession 0001387131-18-002967
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shelly Whitson
Officer — Chief Administrative Officer
Period of report
Jun 28, 2018
Accepted (ET)
Jul 2, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2018 | M | 25,000 | $2.10 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF1 | $2.10 | Jun 28, 2018 | M | 25,000 | D | Jun 26, 2015 | Jun 26, 2021 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The Options vested over a one year period.