SEC Form 4/A · accession 0001387131-18-002529
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Shelly Whitson
Officer — Chief Administrative Officer
Period of report
May 31, 2018
Accepted (ET)
Jun 5, 2018 · 6:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 31, 2018 | M | 38,051 | $0.755 | A | 38,051 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF2,F1 | $0.755 | May 31, 2018 | M | 38,051 | A | — | Sep 7, 2021 | Common Stock | 361,949 | 361,949 | D |
Explanation of responses
- F150% of the Options vested on March 7, 2017 and 50% on September 7, 2017.
- F2The reporting person obtained the listed securities pursuant to the Issuer's 2014 Equity Incentive Plan.