SEC Form 4 · accession 0001387131-17-005718
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Lawrence Frichtel
Officer — Chief Executive Officer · Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2017 | S | 5,000 | $2.73 | D | 806,000 | D | |
| Common StockF1 | Dec 5, 2017 | S | 10,000 | $3.01 | D | 796,000 | D | |
| Common StockF1 | Dec 5, 2017 | S | 2,688 | $3.05 | D | 793,312 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale of the shares was made pursuant to the Reporting Person's previously reported 10B-5(1) Plan.