SEC Form 4 · accession 0001387131-16-008061
GENERAL CANNABIS CORP · CANN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Boockvar
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 7:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001477009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | M | 10,000 | $4.15 | D | 90,000 | D | |
| Common Stock | Nov 16, 2016 | M | 15,000 | $4.001 | D | 75,000 | D | |
| Common Stock | Nov 16, 2016 | M | 10,000 | $4.05 | D | 65,000 | D | |
| Common Stock | Nov 16, 2016 | M | 10,000 | $4.00 | D | 55,000 | D | |
| Common Stock | Nov 16, 2016 | M | 10,000 | $4.175 | D | 45,000 | D | |
| Common Stock | Nov 17, 2016 | M | 15,000 | $3.555 | D | 30,000 | D | |
| Common Stock | Nov 17, 2016 | M | 10,000 | $3.69 | D | 20,000 | D | |
| Common Stock | Nov 17, 2016 | M | 20,000 | $3.725 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.