SEC Form 4 · accession 0001553350-18-000035
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K A Prendergast
Director
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 6:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.40 | Jan 8, 2018 | A | 190,588 | A | Jan 8, 2019 | Jan 7, 2028 | Common Stock | 190,588 | 190,588 | D |
Explanation of responses
- F1The options vest in full on the one-year anniversary of the date of grant.