SEC Form 4 · accession 0001553350-17-000817
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann A Rosar
Officer — VP of Finance
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 12:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.66 | Jun 29, 2017 | A | 25,000 | A | Jul 1, 2017 | Jun 30, 2027 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1These stock options vest monthly on a pro rata basis over a four-year period with vesting commencing on July 1, 2017.