SEC Form 4 · accession 0001553350-17-000039
HEAT BIOLOGICS, INC. · HTBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Tobin Hutchins
Officer — Chief Scientific Officer
Period of report
Jan 2, 2017
Accepted (ET)
Jan 9, 2017 · 2:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476963
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $0.88 | Jan 2, 2017 | A | 200,000 | A | Feb 1, 2017 | Jan 1, 2027 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1These stock options vest monthly on a pro rata basis over a four year period commencing February 1, 2017.